| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-06-29 | 2026-08-14 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2014-01-02 | 2026-08-14 |
| Rep | 證券交易 | 2014-01-02 | 2026-08-14 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 證券交易 | 2006-05-10 | 2008-09-12 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-05-04 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-04 | |
| Rep | 證券交易 | 2003-04-01 | 2004-05-04 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2008-09-12 |