To, Wai Man (SFC:AEM387) 陶偉民
證監會中央編號:AEM387
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DELTA ASIA SECURITIES LIMITED | Rep | 提供資產管理 | 2026-03-03 | - |
| RO | 就期貨合約提供意見 | 2025-12-04 | - | |
| RO | 期貨合約交易 | 2025-12-04 | - | |
| DELTA ASIA FINANCIAL FUTURES LIMITED | RO | 就期貨合約提供意見 | 2019-06-05 | 2026-05-21 |
| RO | 期貨合約交易 | 2019-06-05 | 2026-05-21 | |
| DELTA ASIA SECURITIES LIMITED | RO | 槓桿式外匯交易 | 2019-06-05 | 2020-09-21 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期貨合約交易 | 2015-03-06 | 2019-06-05 |
| Delta Asia Wealth Management Limited | Rep | 提供資產管理 | 2015-03-06 | 2025-07-28 |
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2015-01-19 | - |
| Rep | 槓桿式外匯交易 | 2015-01-19 | 2019-06-05 | |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2014-02-10 | 2015-01-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2014-02-10 | 2015-01-03 |
| Success Securities Limited | Rep | 證券交易 | 2010-06-25 | 2011-04-01 |
| oOo Securities (HK) Group Limited | Rep | 就證券提供意見 | 2005-07-15 | 2010-03-22 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2005-06-08 | 2005-06-29 |
| DELTA ASIA SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-11-07 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-05-07 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-05-07 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-07 | |
| Rep | 證券交易 | 2003-04-01 | 2005-04-12 |
已採集記錄中暫無金管局登記。