| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SANFULL SECURITIES LIMITED | Rep | 證券交易 | 2005-01-17 | 2005-11-18 |
| Waton Securities International Limited | Rep | 證券交易 | 2004-10-30 | 2004-11-29 |
| SANFULL SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-06 |
| Rep | 就證券提供意見 | - | 2004-01-06 | |
| Rep | 提供資產管理 | - | 2004-01-06 | |
| Rep | 證券交易 | - | 2004-10-27 |