Lam, John Junior 林慕賢

證監會中央編號:AEO683

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
QUAM ASSET MANAGEMENT LIMITED	Rep	就證券提供意見	2025-05-19	-
	Rep	證券交易	2025-05-19	-
Venture Smart Asia Limited	Rep	就證券提供意見	2017-12-20	2024-07-12
	Rep	提供資產管理	2017-12-20	2024-07-12
	Rep	證券交易	2017-12-20	2024-07-12
VONTOBEL WEALTH MANAGEMENT (HONG KONG) LIMITED	Rep	就證券提供意見	2013-09-30	2014-09-30
	Rep	證券交易	2013-09-30	2014-09-30
BOCI SECURITIES LIMITED	Rep	就證券提供意見	2011-10-27	2013-07-09
	Rep	證券交易	2011-10-27	2013-07-09
Merrill Lynch (Asia Pacific) Limited	Rep	證券交易	2008-06-12	2009-12-19
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2008-06-12	2009-12-19
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	證券交易	2005-03-24	2008-05-30
Citigroup Global Markets Asia Limited	Rep	證券交易	2005-03-01	2008-05-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期貨合約交易	2005-03-01	2008-05-30
FT Securities Limited	Rep	就機構融資提供意見	2003-04-01	2004-05-17
	Rep	就證券提供意見	2003-04-01	2004-05-17
	Rep	提供資產管理	2003-04-01	2004-05-17
	Rep	證券交易	2003-04-01	2005-02-24
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	就期貨合約提供意見	2003-04-01	2004-05-17
	Rep	提供資產管理	2003-04-01	2004-05-17
	Rep	期貨合約交易	2003-04-01	2005-02-24

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
QUAM ASSET MANAGEMENT LIMITED	Rep	就證券提供意見	2025-05-19	-
	Rep	證券交易	2025-05-19	-
Venture Smart Asia Limited	Rep	就證券提供意見	2017-12-20	2024-07-12
	Rep	提供資產管理	2017-12-20	2024-07-12
	Rep	證券交易	2017-12-20	2024-07-12
VONTOBEL WEALTH MANAGEMENT (HONG KONG) LIMITED	Rep	就證券提供意見	2013-09-30	2014-09-30
	Rep	證券交易	2013-09-30	2014-09-30
BOCI SECURITIES LIMITED	Rep	就證券提供意見	2011-10-27	2013-07-09
	Rep	證券交易	2011-10-27	2013-07-09
Merrill Lynch (Asia Pacific) Limited	Rep	證券交易	2008-06-12	2009-12-19
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2008-06-12	2009-12-19
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	證券交易	2005-03-24	2008-05-30
Citigroup Global Markets Asia Limited	Rep	證券交易	2005-03-01	2008-05-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期貨合約交易	2005-03-01	2008-05-30
FT Securities Limited	Rep	就機構融資提供意見	2003-04-01	2004-05-17
	Rep	就證券提供意見	2003-04-01	2004-05-17
	Rep	提供資產管理	2003-04-01	2004-05-17
	Rep	證券交易	2003-04-01	2005-02-24
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	就期貨合約提供意見	2003-04-01	2004-05-17
	Rep	提供資產管理	2003-04-01	2004-05-17
	Rep	期貨合約交易	2003-04-01	2005-02-24