| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED (TRADING AS FIDELITY INVESTMENTS) | Rep | 就期貨合約提供意見 | 2013-03-11 | 2013-07-13 |
| Rep | 就證券提供意見 | 2013-03-11 | 2013-07-13 | |
| Rep | 提供資產管理 | 2013-03-11 | 2013-07-13 | |
| THADDEUS CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2008-04-07 | 2012-01-31 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2006-06-08 | 2008-02-01 |
| Rep | 證券交易 | 2006-06-08 | 2008-02-01 | |
| Rep | 就機構融資提供意見 | - | 2003-08-13 | |
| Rep | 提供資產管理 | - | 2003-08-13 | |
| Rep | 就證券提供意見 | - | 2008-02-01 |