| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2023-08-10 | - |
| Rep | 證券交易 | 2023-08-10 | - | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2004-01-13 | 2004-08-28 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 證券交易 | 2004-01-13 | 2004-08-28 |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-31 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-12-31 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-12-31 | |
| Rep | 證券交易 | 2003-04-01 | 2004-08-28 |