| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Springhill Fund Asset Management (HK) Company Limited | RO | 提供資產管理 | 2021-09-27 | 2026-05-31 |
| Rep | 提供資產管理 | 2021-07-09 | 2021-09-27 | |
| Rockhampton Management Limited | RO | 就證券提供意見 | 2011-01-26 | 2021-06-07 |
| RO | 提供資產管理 | 2011-01-26 | 2021-06-07 | |
| ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2009-05-12 | 2011-01-26 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2008-09-01 | 2008-12-11 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | - | 2004-10-13 |
| Rep | 就證券提供意見 | - | 2004-10-13 | |
| Rep | 提供資產管理 | - | 2004-10-13 | |
| Rep | 證券交易 | - | 2008-12-11 |