| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 就證券提供意見 | 2022-07-18 | - |
| Rep | 就機構融資提供意見 | 2022-06-21 | - | |
| Rep | 證券交易 | 2022-06-21 | - | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2012-01-26 | 2022-04-11 |
| Rep | 證券交易 | 2012-01-26 | 2022-04-11 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2012-01-26 | 2013-08-31 |