| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2006-03-22 | 2006-06-07 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2005-05-06 | 2005-09-01 |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | - | 2003-11-24 |
| Rep | 就證券提供意見 | - | 2003-11-24 | |
| Rep | 提供資產管理 | - | 2003-11-24 | |
| Rep | 證券交易 | - | 2003-11-24 |