| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | RO | 就證券提供意見 | 2016-10-27 | 2025-09-02 |
| RO | 提供資產管理 | 2016-10-27 | 2025-09-02 | |
| RO | 證券交易 | 2016-10-27 | 2025-09-02 | |
| Rep | 就證券提供意見 | 2015-04-08 | 2016-10-27 | |
| Rep | 提供資產管理 | 2015-04-08 | 2016-10-27 | |
| Rep | 證券交易 | 2015-04-08 | 2016-10-27 | |
| LIS Investment Services Limited | Rep | 就證券提供意見 | 2009-03-25 | 2010-12-20 |
| Well Link International Securities Limited | Rep | 就期貨合約提供意見 | - | 2005-02-14 |
| Rep | 提供資產管理 | - | 2005-02-14 | |
| Rep | 提供自動化交易服務 | - | 2007-06-04 | |
| Rep | 期貨合約交易 | - | 2009-01-19 |