| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2018-02-22 | 2018-09-07 |
| Rep | 提供資產管理 | 2018-02-22 | 2018-09-07 | |
| Rep | 證券交易 | 2018-02-22 | 2018-09-07 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-12-23 | 2009-04-16 |
| Rep | 就機構融資提供意見 | 2008-04-01 | 2009-04-16 | |
| Rep | 證券交易 | 2008-04-01 | 2009-04-16 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | - | 2006-07-13 |
| Rep | 證券交易 | - | 2006-07-13 |