| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2013-12-11 | 2021-12-05 |
| Huayu Securities Limited | Rep | 證券交易 | 2005-11-28 | 2006-11-30 |
| MANBLE SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2003-09-01 |
| Rep | 就證券提供意見 | - | 2003-09-01 | |
| Rep | 提供資產管理 | - | 2003-09-01 | |
| Rep | 證券交易 | - | 2003-09-01 |