| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-03-30 | 2012-08-02 |
| Rep | 證券交易 | 2012-03-30 | 2012-08-02 | |
| SARASIN RABO INVESTMENT MANAGEMENT LIMITED | Rep | 就機構融資提供意見 | - | 2004-10-12 |
| Rep | 提供資產管理 | - | 2004-10-12 | |
| Rep | 就證券提供意見 | - | 2005-04-01 | |
| Rep | 證券交易 | - | 2005-04-01 |