| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited | Rep | 就證券提供意見 | 2015-08-05 | 2019-10-08 |
| Rep | 證券交易 | 2015-08-05 | 2019-10-08 | |
| FTL Wealth Management (HK) Limited | Rep | 就證券提供意見 | 2008-09-16 | 2010-11-30 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2005-03-11 | 2008-06-27 |