| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 槓桿式外匯交易 | 2006-11-03 | 2009-03-20 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2005-09-28 | 2006-09-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2005-09-28 | 2006-09-19 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-12-31 |
| Rep | 提供資產管理 | - | 2003-12-31 | |
| Rep | 期貨合約交易 | - | 2005-09-23 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | - | 2005-09-23 |