| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yunfeng Asset Management Limited | RO | 提供資產管理 | 2011-05-18 | 2015-11-09 |
| Macquarie Asia Securities Limited | Rep | 期貨合約交易 | 2005-08-24 | 2006-11-08 |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2004-10-13 | 2007-09-08 |
| Credit Agricole Securities (Asia) Limited | Rep | 就機構融資提供意見 | - | 2004-08-19 |
| Rep | 就證券提供意見 | - | 2004-08-19 | |
| Rep | 提供資產管理 | - | 2004-08-19 | |
| Rep | 證券交易 | - | 2004-08-19 | |
| RBS Asia Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2004-08-19 |
| Rep | 就證券提供意見 | - | 2004-08-19 | |
| Rep | 提供資產管理 | - | 2004-08-19 | |
| Rep | 證券交易 | - | 2004-08-19 |