| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| STANHILL (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2008-07-28 | 2010-02-28 |
| RO | 就證券提供意見 | 2008-07-28 | 2010-02-28 | |
| CAM Wealth Management Company Limited | Rep | 就證券提供意見 | 2005-07-11 | 2010-02-28 |
| Rep | 提供資產管理 | 2005-07-11 | 2010-02-28 | |
| SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED | Rep | 提供資產管理 | - | 2004-02-05 |
| Rep | 就證券提供意見 | - | 2004-03-08 | |
| STANHILL (HONG KONG) LIMITED | Rep | 提供資產管理 | - | 2005-06-03 |
| Rep | 證券交易 | - | 2005-06-03 | |
| Rep | 就機構融資提供意見 | - | 2008-07-28 | |
| Rep | 就證券提供意見 | - | 2008-07-28 |