| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SANFULL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-02-23 | 2011-03-31 |
| SANFULL SECURITIES LIMITED | Rep | 證券交易 | 2009-02-23 | 2011-03-31 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2007-09-12 | 2009-02-14 |
| Rep | 證券交易 | 2007-09-12 | 2009-02-14 | |
| BOCOM International Holdings Company Limited | Rep | 期貨合約交易 | 2005-11-07 | 2008-03-03 |
| Rep | 證券交易 | 2005-06-30 | 2008-03-03 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2003-12-03 | 2005-06-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2003-08-15 | 2005-06-28 |