| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | Rep | 提供資產管理 | 2019-07-31 | - |
| NF Trinity Capital (Hong Kong) Limited | Rep | 就證券提供意見 | 2015-06-03 | 2019-05-01 |
| Rep | 提供資產管理 | 2015-06-03 | 2019-05-01 | |
| NAN FUNG INVESTMENT ADVISER LIMITED | RO | 提供資產管理 | 2011-10-19 | 2015-05-20 |
| AN QIAO INVESTMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-09-12 | 2010-05-20 |
| Rep | 提供資產管理 | 2008-09-12 | 2010-05-20 | |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 證券交易 | 2006-09-07 | 2008-05-14 |
| CHI CAPITAL SECURITIES LIMITED | RO | 就證券提供意見 | 2005-11-25 | 2006-03-15 |
| RO | 提供資產管理 | 2005-11-25 | 2006-03-15 | |
| RO | 證券交易 | 2005-11-25 | 2006-03-15 |