| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Standard Advisory Asia Limited | Rep | 就期貨合約提供意見 | 2007-11-20 | 2008-09-05 |
| Rep | 期貨合約交易 | 2007-11-20 | 2008-09-05 | |
| Rep | 就證券提供意見 | 2007-08-21 | 2008-09-05 | |
| Rep | 證券交易 | 2007-08-21 | 2008-09-05 | |
| Merdeka Securities Limited | Rep | 就機構融資提供意見 | - | 2003-11-19 |
| Rep | 就證券提供意見 | - | 2003-11-19 | |
| Rep | 提供資產管理 | - | 2003-11-19 | |
| Rep | 證券交易 | - | 2004-09-01 |