Ng, Sze Nam 伍思南
證監會中央編號:AFJ455
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| IBTS ASIA (HK) LIMITED | Rep | 證券交易 | 2012-04-03 | 2013-06-28 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2009-04-08 | 2011-04-16 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-04-08 | 2011-04-16 |
| Open Securities Limited | Rep | 證券交易 | 2003-11-21 | 2004-07-06 |
| KGI ASIA LIMITED | Rep | 就機構融資提供意見 | - | 2003-10-09 |
| Rep | 就證券提供意見 | - | 2003-10-09 | |
| Rep | 提供資產管理 | - | 2003-10-09 | |
| Rep | 證券交易 | - | 2003-10-09 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | - | 2003-10-09 |
| Rep | 提供資產管理 | - | 2003-10-09 | |
| Rep | 期貨合約交易 | - | 2003-10-09 |