| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited | RO | 就證券提供意見 | 2025-11-18 | - |
| RO | 提供資產管理 | 2025-11-18 | - | |
| Rep | 就證券提供意見 | 2025-07-18 | 2025-11-18 | |
| Rep | 提供資產管理 | 2025-07-18 | 2025-11-18 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2025-02-18 | 2025-06-30 |
| Rep | 提供資產管理 | 2025-02-18 | 2025-06-30 | |
| Rep | 證券交易 | 2025-02-18 | 2025-06-30 | |
| WRise Prestige Asset Management Limited | RO | 就證券提供意見 | 2024-09-03 | 2025-01-27 |
| RO | 提供資產管理 | 2024-09-03 | 2025-01-27 | |
| WRise Prestige Securities Limited | RO | 證券交易 | 2024-09-03 | 2025-01-27 |
| JAKOTA ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2023-10-31 | 2024-08-30 |
| RO | 提供資產管理 | 2023-10-31 | 2024-08-30 | |
| RO | 證券交易 | 2023-10-31 | 2024-08-30 | |
| Rep | 就證券提供意見 | 2023-03-01 | 2023-10-31 | |
| Rep | 證券交易 | 2023-03-01 | 2023-10-31 | |
| JAKOTA SECURITIES GROUP LIMITED | Rep | 就證券提供意見 | 2020-08-20 | 2023-03-01 |
| Rep | 證券交易 | 2020-08-20 | 2023-03-01 | |
| JAKOTA ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2020-04-03 | 2023-10-31 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2005-04-11 | 2007-07-13 |
已採集記錄中暫無金管局登記。