| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2007-06-25 | 2010-05-09 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2007-06-06 | 2010-05-09 |
| SUN GROWTH SECURITIES LIMITED | Rep | 證券交易 | 2006-07-10 | 2007-01-01 |
| BERICH BROKERAGE LIMITED | Rep | 就機構融資提供意見 | - | 2003-05-30 |
| Rep | 就證券提供意見 | - | 2003-05-30 | |
| Rep | 提供資產管理 | - | 2003-05-30 | |
| Rep | 證券交易 | - | 2003-05-30 | |
| BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | 就期貨合約提供意見 | - | 2003-05-30 |
| Rep | 提供資產管理 | - | 2003-05-30 | |
| Rep | 期貨合約交易 | - | 2003-05-30 |