| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Amundi Hong Kong Limited | Rep | 就證券提供意見 | 2007-12-13 | 2009-09-08 |
| Rep | 提供資產管理 | 2007-12-13 | 2009-09-08 | |
| Rep | 證券交易 | 2007-11-16 | 2009-09-08 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-08-07 | 2007-10-15 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-08-07 | 2007-10-15 |
| Superfund Financial (Hong Kong) Limited | Rep | 證券交易 | 2006-03-30 | 2006-07-12 |