| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Lion Global Financial Limited | Rep | 證券交易 | 2009-03-02 | 2010-02-20 |
| Rep | 提供資產管理 | 2007-10-31 | 2010-02-20 | |
| Rep | 就證券提供意見 | 2007-07-24 | 2010-02-20 | |
| CHINA INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2007-05-15 | 2007-07-06 |
| oOo Securities (HK) Group Limited | Rep | 就證券提供意見 | 2006-04-27 | 2007-03-23 |
| JW CAPITAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2006-01-27 | 2006-02-17 |