| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 就證券提供意見 | 2015-02-26 | 2016-04-29 |
| Credit Agricole Securities (Asia) Limited | RO | 就證券提供意見 | 2007-03-08 | 2007-10-22 |
| Rep | 就證券提供意見 | 2006-10-10 | 2007-03-08 | |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2003-04-30 |
| Rep | 就證券提供意見 | - | 2003-04-30 | |
| Rep | 提供資產管理 | - | 2003-04-30 | |
| Rep | 證券交易 | - | 2003-04-30 |