| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| QMIS Asset Management Limited | RO | 就證券提供意見 | 2009-11-30 | 2012-04-03 |
| RO | 提供資產管理 | 2009-11-30 | 2012-04-03 | |
| Rep | 就證券提供意見 | 2009-09-09 | 2009-11-30 | |
| HANG SENG INVESTMENT SERVICES LIMITED | Rep | 就證券提供意見 | 2005-09-15 | 2009-06-06 |
| UKFP (Asia) HK Limited | Rep | 就證券提供意見 | 2004-01-28 | 2004-08-16 |
| Rep | 提供資產管理 | 2004-01-28 | 2004-08-16 | |
| Rep | 證券交易 | 2004-01-28 | 2004-08-16 |