| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2026-01-23 | - |
| Rep | 證券交易 | 2026-01-23 | - | |
| CHIEF SECURITIES LIMITED | Rep | 就期貨合約提供意見 | 2025-09-01 | 2025-12-25 |
| Rep | 就證券提供意見 | 2025-09-01 | 2025-12-25 | |
| CHIEF COMMODITIES LIMITED | Rep | 就期貨合約提供意見 | 2023-05-02 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2023-02-28 | 2025-08-31 |
| iFAST Financial (HK) Limited | Rep | 就證券提供意見 | 2018-07-04 | 2020-02-12 |
| Rep | 提供資產管理 | 2018-07-04 | 2020-02-12 | |
| Rep | 證券交易 | 2018-07-04 | 2020-02-12 | |
| iFAST Global Markets (HK) Limited | Rep | 就證券提供意見 | 2018-07-04 | 2023-02-10 |
| Rep | 提供資產管理 | 2018-07-04 | 2023-02-10 | |
| Rep | 證券交易 | 2018-07-04 | 2023-02-10 | |
| iFAST Securities (HK) Limited | Rep | 證券交易 | 2018-07-04 | 2021-04-30 |
| iBest Consultants Limited | Rep | 就證券提供意見 | 2017-07-26 | 2018-06-09 |
| Rep | 提供資產管理 | 2017-07-26 | 2018-06-09 | |
| Rep | 證券交易 | 2017-07-26 | 2018-06-09 | |
| SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2004-07-02 | 2009-01-02 |
| Rep | 提供資產管理 | 2004-07-02 | 2009-01-02 |
已採集記錄中暫無金管局登記。