| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | RO | 期貨合約交易 | 2018-06-21 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | RO | 證券交易 | 2018-06-21 | - |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2012-01-03 | 2018-06-21 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2011-10-14 | 2018-06-21 |
| CORPORATE COMMODITIES LIMITED | Rep | 期貨合約交易 | 2004-09-13 | 2011-08-08 |
| CORPORATE BROKERS LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-19 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-02-19 | |
| Rep | 證券交易 | 2003-04-01 | 2011-08-08 |
已採集記錄中暫無金管局登記。