| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Capital Instinct Limited | RO | 提供資產管理 | 2012-09-12 | 2022-02-28 |
| ChinaRock Capital Management Limited | RO | 提供資產管理 | 2008-09-05 | 2010-01-29 |
| Rep | 提供資產管理 | 2007-09-07 | 2008-09-05 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2007-04-23 | 2007-05-18 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-09-28 | 2007-04-14 |
| Rep | 證券交易 | 2004-09-28 | 2007-04-14 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就機構融資提供意見 | - | 2003-11-01 |
| Rep | 就證券提供意見 | - | 2003-11-01 | |
| Rep | 提供資產管理 | - | 2003-11-01 | |
| Rep | 證券交易 | - | 2003-11-01 |