| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2012-02-03 | 2012-11-27 |
| Rep | 證券交易 | 2012-02-03 | 2012-11-27 | |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2007-06-11 | 2011-07-04 |
| Rep | 證券交易 | 2007-04-26 | 2011-07-04 | |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2005-07-22 | 2005-09-23 |
| Boom Securities (H.K.) Limited | Rep | 就機構融資提供意見 | - | 2003-09-29 |
| Rep | 就證券提供意見 | - | 2003-09-29 | |
| Rep | 提供資產管理 | - | 2003-09-29 | |
| Rep | 提供自動化交易服務 | - | 2003-09-29 | |
| Rep | 證券交易 | - | 2003-09-29 |