Choon, Yew Khee 秦耀奇

證監會中央編號:AFR464

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Wisetrade Securities Limited	RO	證券交易	2018-10-24	2021-07-28
GAM HONG KONG LIMITED	RO	就證券提供意見	2013-12-11	2017-04-07
	RO	證券交易	2013-12-11	2017-04-07
	Rep	就證券提供意見	2013-11-07	2013-12-11
	Rep	證券交易	2013-11-07	2013-12-11
LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED	RO	就證券提供意見	2008-11-20	2013-11-01
	RO	證券交易	2008-11-20	2013-11-01
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	證券交易	2006-07-25	2008-03-05
LEHMAN BROTHERS ASIA LIMITED	Rep	就證券提供意見	2006-07-24	2008-03-05
	Rep	證券交易	2006-07-24	2008-03-05
Legg Mason Asset Management Hong Kong Limited	RO	證券交易	2005-10-31	2006-07-15
	RO	提供資產管理	2005-10-25	2006-07-15
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	RO	提供資產管理	2005-10-25	2006-07-15
Legg Mason Asset Management Hong Kong Limited	Rep	提供資產管理	2004-12-03	2005-10-25
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	提供資產管理	2004-12-03	2005-10-25
Legg Mason Asset Management Hong Kong Limited	RO	就證券提供意見	2004-10-27	2006-07-15
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	RO	就證券提供意見	2004-10-27	2006-07-15
	RO	證券交易	2004-10-27	2006-07-15
Legg Mason Asset Management Hong Kong Limited	Rep	就機構融資提供意見	-	2004-08-17
	Rep	提供資產管理	-	2004-08-17
	Rep	就證券提供意見	-	2004-10-27
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	就機構融資提供意見	-	2004-08-17
	Rep	提供資產管理	-	2004-08-17
	Rep	就證券提供意見	-	2004-10-27
	Rep	證券交易	-	2004-10-27

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Wisetrade Securities Limited	RO	證券交易	2018-10-24	2021-07-28
GAM HONG KONG LIMITED	RO	就證券提供意見	2013-12-11	2017-04-07
	RO	證券交易	2013-12-11	2017-04-07
	Rep	就證券提供意見	2013-11-07	2013-12-11
	Rep	證券交易	2013-11-07	2013-12-11
LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED	RO	就證券提供意見	2008-11-20	2013-11-01
	RO	證券交易	2008-11-20	2013-11-01
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	證券交易	2006-07-25	2008-03-05
LEHMAN BROTHERS ASIA LIMITED	Rep	就證券提供意見	2006-07-24	2008-03-05
	Rep	證券交易	2006-07-24	2008-03-05
Legg Mason Asset Management Hong Kong Limited	RO	證券交易	2005-10-31	2006-07-15
	RO	提供資產管理	2005-10-25	2006-07-15
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	RO	提供資產管理	2005-10-25	2006-07-15
Legg Mason Asset Management Hong Kong Limited	Rep	提供資產管理	2004-12-03	2005-10-25
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	提供資產管理	2004-12-03	2005-10-25
Legg Mason Asset Management Hong Kong Limited	RO	就證券提供意見	2004-10-27	2006-07-15
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	RO	就證券提供意見	2004-10-27	2006-07-15
	RO	證券交易	2004-10-27	2006-07-15
Legg Mason Asset Management Hong Kong Limited	Rep	就機構融資提供意見	-	2004-08-17
	Rep	提供資產管理	-	2004-08-17
	Rep	就證券提供意見	-	2004-10-27
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	就機構融資提供意見	-	2004-08-17
	Rep	提供資產管理	-	2004-08-17
	Rep	就證券提供意見	-	2004-10-27
	Rep	證券交易	-	2004-10-27