| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2012-11-05 | 2019-07-24 |
| Mason Securities Limited | Rep | 證券交易 | 2006-06-16 | 2007-06-28 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2006-06-16 | 2007-06-28 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-03-23 | 2006-06-06 |
| Rep | 證券交易 | 2004-03-23 | 2006-06-06 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2003-11-05 | 2004-03-16 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2003-08-01 | 2004-03-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2003-08-01 | 2004-03-16 |