| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2006-06-06 | 2007-08-25 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2006-06-06 | 2007-08-25 |
| Sun Life Hong Kong Limited | Rep | 就機構融資提供意見 | - | 2005-01-28 |
| Rep | 提供資產管理 | - | 2005-01-28 | |
| Rep | 就證券提供意見 | - | 2006-04-16 |