| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 證券交易 | 2021-07-06 | - |
| SARASIN RABO INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2008-04-23 | 2011-01-31 |
| Rep | 證券交易 | 2008-04-23 | 2011-01-31 | |
| CHARLES SCHWAB, HONG KONG, LIMITED | Rep | 就期貨合約提供意見 | 2004-08-27 | 2006-04-13 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-04-27 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-04-27 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-04-27 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2006-04-13 | |
| Rep | 證券交易 | 2003-04-01 | 2006-04-13 |
已採集記錄中暫無金管局登記。