Chan, Tat Wai (SFC:AFS989) 陳達威
證監會中央編號:AFS989
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited | Rep | 就證券提供意見 | 2019-08-21 | - |
| Rep | 提供資產管理 | 2019-08-21 | - | |
| Innovest Securities Investment Limited | Rep | 證券交易 | 2019-08-21 | 2022-07-01 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2009-05-21 | 2010-06-18 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2009-05-21 | 2010-06-18 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2007-12-17 | 2008-12-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2007-12-17 | 2008-12-01 |
| Rep | 期貨合約交易 | 2003-10-02 | 2006-05-07 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-23 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-09-23 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-23 | |
| Rep | 證券交易 | 2003-04-01 | 2006-05-07 |
金管局記錄暫時無法載入，請稍後重試。