| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Optima Capital Limited | Rep | 就機構融資提供意見 | 2009-02-23 | 2009-08-05 |
| Rep | 就證券提供意見 | 2009-02-23 | 2009-08-05 | |
| Rep | 證券交易 | 2009-02-23 | 2009-08-05 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 證券交易 | 2006-07-20 | 2008-01-27 |
| Rep | 就機構融資提供意見 | 2006-06-20 | 2008-01-27 | |
| Zijing Capital Limited | Rep | 就機構融資提供意見 | 2006-05-29 | 2006-06-07 |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | 提供資產管理 | - | 2004-01-08 |
| Rep | 就機構融資提供意見 | - | 2006-04-10 | |
| Rep | 就證券提供意見 | - | 2006-04-10 |