| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | 證券交易 | 2010-09-29 | 2011-03-31 |
| Rep | 就證券提供意見 | 2008-05-05 | 2011-03-31 | |
| Rep | 提供資產管理 | 2008-05-05 | 2011-03-31 | |
| FT Securities Limited | Rep | 證券交易 | 2004-03-24 | 2004-08-02 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-03-24 | 2004-08-02 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 就期貨合約提供意見 | - | 2004-03-09 |
| Rep | 提供資產管理 | - | 2004-03-09 | |
| Rep | 期貨合約交易 | - | 2004-03-09 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 提供自動化交易服務 | - | 2003-09-11 |
| Rep | 就機構融資提供意見 | - | 2004-03-09 | |
| Rep | 就證券提供意見 | - | 2004-03-09 | |
| Rep | 提供資產管理 | - | 2004-03-09 | |
| Rep | 證券交易 | - | 2004-03-09 |