| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2005-01-24 | 2006-02-21 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2005-01-24 | 2006-02-21 |
| Rep | 證券交易 | 2005-01-24 | 2006-02-21 | |
| KGI ASIA LIMITED | Rep | 就機構融資提供意見 | - | 2004-06-02 |
| Rep | 就證券提供意見 | - | 2004-06-02 | |
| Rep | 提供資產管理 | - | 2004-06-02 | |
| Rep | 證券交易 | - | 2005-01-12 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | - | 2004-06-02 |
| Rep | 提供資產管理 | - | 2004-06-02 | |
| Rep | 期貨合約交易 | - | 2005-01-12 |