| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KAM FAI SECURITIES CO., LIMITED | Rep | 證券交易 | 2012-03-30 | 2016-03-22 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2004-12-13 | 2005-12-13 |
| Rep | 就期貨合約提供意見 | - | 2003-06-03 | |
| Rep | 提供資產管理 | - | 2003-06-03 | |
| Rep | 期貨合約交易 | - | 2009-03-07 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就機構融資提供意見 | - | 2003-06-03 |
| Rep | 就證券提供意見 | - | 2003-06-03 | |
| Rep | 提供資產管理 | - | 2003-06-03 | |
| Rep | 提供自動化交易服務 | - | 2003-06-03 | |
| Rep | 證券交易 | - | 2009-03-07 |