| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2009-02-06 | 2009-05-13 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2003-12-10 | 2005-08-18 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2003-06-10 | 2003-11-13 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 槓桿式外匯交易 | - | 2003-06-09 |