| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DUNAMIS ASSET MANAGEMENT HK LIMITED | RO | 提供資產管理 | 2025-11-04 | - |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2010-02-17 | 2011-03-09 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-02-17 | 2011-03-09 |
| Citadel Asia Limited | Rep | 提供資產管理 | 2006-05-15 | 2008-08-09 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-10-13 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-10-13 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-10-13 | |
| Rep | 證券交易 | 2003-04-01 | 2006-04-13 |