| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2026-06-18 | - |
| RO | 證券交易 | 2026-06-18 | - | |
| Rep | 就機構融資提供意見 | 2022-11-18 | 2025-07-15 | |
| Rep | 證券交易 | 2022-11-18 | 2026-06-18 | |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2022-06-16 | 2022-08-12 |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2017-05-23 | 2020-01-23 |
| Rep | 證券交易 | 2017-05-23 | 2020-01-23 |