| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ASIA PACIFIC INVESTMENT ADVISORS LIMITED | Rep | 就機構融資提供意見 | 2014-04-25 | 2025-01-17 |
| Rep | 就證券提供意見 | 2014-04-25 | 2025-01-17 | |
| Rep | 提供資產管理 | 2014-04-25 | 2025-01-17 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2005-08-30 | 2008-05-16 |
| Rep | 就證券提供意見 | 2005-08-30 | 2008-05-16 | |
| Rep | 證券交易 | 2005-08-30 | 2008-05-16 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2005-08-30 | 2008-05-16 |
| Rep | 就證券提供意見 | 2005-08-30 | 2008-05-16 | |
| Rep | 證券交易 | 2005-08-30 | 2008-05-16 |