| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RBC FUTURES SERVICES (ASIA) LIMITED | Rep | 提供資產管理 | - | 2003-06-18 |
| Rep | 就期貨合約提供意見 | - | 2004-02-17 | |
| Rep | 期貨合約交易 | - | 2004-03-04 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2004-02-17 |
| Rep | 就證券提供意見 | - | 2004-02-17 | |
| Rep | 提供資產管理 | - | 2004-02-17 | |
| Rep | 證券交易 | - | 2004-03-04 |