| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHUI ON INVESTMENT MANAGEMENT LIMITED | RO | 就證券提供意見 | 2024-05-28 | - |
| RO | 提供資產管理 | 2024-05-28 | - | |
| RO | 證券交易 | 2024-05-28 | - | |
| Rep | 證券交易 | 2024-05-08 | 2024-05-28 | |
| Rep | 就證券提供意見 | 2024-03-28 | 2024-05-28 | |
| Rep | 提供資產管理 | 2024-03-28 | 2024-05-28 | |
| IRIDIUM CAPITAL LIMITED (HK) | RO | 就證券提供意見 | 2020-01-08 | 2023-11-03 |
| RO | 提供資產管理 | 2020-01-08 | 2023-11-03 | |
| China Securities (International) Brokerage Company Limited | Rep | 證券交易 | 2017-08-08 | 2019-01-17 |
| IRIDIUM CAPITAL LIMITED (HK) | Rep | 就證券提供意見 | 2015-07-13 | 2016-04-30 |
| Rep | 提供資產管理 | 2015-07-13 | 2016-04-30 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2007-07-24 | 2008-10-18 |
| Rep | 就機構融資提供意見 | 2006-06-12 | 2007-07-24 | |
| MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2004-03-23 | 2006-05-26 |
| SOUTH CHINA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2003-04-25 | 2004-03-02 |
已採集記錄中暫無金管局登記。