| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | Rep | 提供資產管理 | 2015-11-25 | 2022-01-11 |
| Azentus Capital Management Limited | RO | 提供資產管理 | 2011-02-21 | 2015-03-31 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2008-07-07 | 2011-01-13 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2005-06-02 | 2011-01-13 |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | - | 2003-07-19 |
| Rep | 就證券提供意見 | - | 2003-07-19 | |
| Rep | 提供自動化交易服務 | - | 2003-07-19 | |
| Rep | 證券交易 | - | 2003-07-19 |