| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ROTHSCHILD & CO WEALTH MANAGEMENT HONG KONG LIMITED | Rep | 就證券提供意見 | 2016-01-18 | 2018-11-30 |
| Rep | 證券交易 | 2016-01-18 | 2018-11-30 | |
| BHI Investment Advisors (Asia) Limited (d2017-03-13) | Rep | 就證券提供意見 | 2011-04-08 | 2015-12-28 |
| Rep | 證券交易 | 2011-04-08 | 2015-12-28 | |
| HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED | Rep | 證券交易 | 2005-06-02 | 2010-11-08 |
| Rep | 就機構融資提供意見 | - | 2004-04-06 | |
| Rep | 提供資產管理 | - | 2004-04-06 | |
| Rep | 就證券提供意見 | - | 2010-11-08 |