| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2009-03-30 | 2009-10-01 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2009-02-09 | 2009-10-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2009-02-09 | 2009-10-01 |
| ABCI Securities Company Limited | Rep | 證券交易 | 2005-11-23 | 2008-11-26 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2004-08-24 | 2005-11-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-08-24 | 2005-11-16 |
| Rep | 槓桿式外匯交易 | 2004-08-24 | 2005-11-16 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2003-11-04 | 2004-08-06 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2003-11-04 | 2004-08-06 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2003-11-04 | 2004-08-06 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-07-08 |
| Rep | 提供資產管理 | - | 2003-07-08 |
| Rep | 期貨合約交易 | - | 2003-07-08 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | - | 2003-07-08 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2003-07-08 |
| Rep | 就證券提供意見 | - | 2003-07-08 |
| Rep | 提供資產管理 | - | 2003-07-08 |
| Rep | 提供自動化交易服務 | - | 2003-07-08 |
| Rep | 證券交易 | - | 2003-07-08 |