| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| INTEGRITY FINANCIAL SERVICES LIMITED | RO | 就證券提供意見 | 2005-05-09 | - |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-06-05 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-12-03 | |
| Rep | 證券交易 | 2003-04-01 | 2004-12-03 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-03-10 |